This page provides guidance to Technical Bodies and Working Groups (WGs) on horizontal aspects to be considered when preparing harmonized European standards in support of EU harmonization legislation intended to be cited in the Official Journal of the European Union (OJEU). Information on the HAS process and how to interact with the HAS consultants can be found on the page HAS Assessment Process.
Regulation (EU) No 1025/2012 on European standardization defines a harmonized standard as “a European standard adopted on the basis of a request made by the Commission for the application of Union harmonization legislation”.
The starting point for the development of a harmonized standard is to assess whether it is in the scope of the relevant EU harmonization legislation and whether the standard is covered by a standardization request or mandate which was accepted by the Technical Board(s). The correct information whether a standard is mandated is crucial in the next steps of the process.
The adoption of a New Work Item (NWI) is required for the development of a new or revised harmonized standard. When filling the NWI proposal form, the proposal shall include the applicable mandate/standardization request and the relevant EU Directive/Regulation. If mandated, the NWI will be approved according to Clause 6.4 of CEN-CENELEC Internal Regulations - Part 2 (IR2).
If the Technical Body decides to first adopt a Preliminary Work Item (PWI) for the development of a harmonized standard, the proposal shall also include information about the mandate/standardization request and EU Directive/Regulation.
In accordance with the principles of the Flexible standards development process, for each project, target dates for delivering the draft to Enquiry (stage 30.99) and FV (stage 45.99) are established according to the needs. BT recommended TBs to allocate at least 50 weeks for the stage of the Drafting of prEN (from the NWI approval to the submission to Enquiry) and the remaining 18 weeks for the stage of the Handling of comments after Enquiry and for the drafting of FprEN. The rationale is that, with the new process, the compliance will be already sought at Enquiry stage and enough weeks have to be allocated to this purpose. In case of early delivery, all saved time before stage 30.99 will be added to the second stage for TB work (up to stage 45.99).
In addition to the generic rules, sector specific guidance can be found under 5.
When drafting homegrown harmonized standards in support of EU legislation, Technical Bodies shall check their compliance against a dedicated Common Checklist.
The Common Checklist contains aspects that shall be considered by Technical Bodies and Working Groups when drafting harmonized standards in support of EU legislation.
CCMC will reject the submission of a (final) drafts harmonized standard if the completed Common Checklist or relevant supporting documents/justifications are not submitted.
When drafting homegrown harmonized standards, the use of the Common Checklist by the Technical Bodies and Working Groups is mandatory.
The TB Secretary shall confirm that the draft standard is covered by a Standardization Request (SReq) or Mandate and that the information is correctly displayed on Projex-Online. If not, a possible way forward is to propose the European Commission to add this work item in a (revised) SReq. In case the information on Projex-Online on a Standardization Request, mandate or the EU legislation needs to be corrected, the TB Secretary needs to contact the CCMC Project Manager.
Due to the implementation of the Innovative Process the Mature Draft HAS assessment is mandatory only for the homegrown harmonized standards, and so the comments from the HAS consultant shall be addressed by the WG before the Enquiry stage. The comments of the WG shall be filled in the last column of Part B3 of the HAS assessment report (‘Comments/Justifications from Technical Body’) to indicate how the comments of the consultant have been addressed.
Furthermore, any requirements covered in the harmonized standard that are not linked with legal requirements of EU legislation must be covered in separate clauses and not tackled in the Annex Z.
When a TB is revising a standard, the significant changes with respect to the previous edition must be precisely described in the Foreword of the standard. The list of the significant changes with respect to the previous edition is an important element useful to standard users. It should not be vague. When the list of significant technical changes is extensive, it may be included in an Informative Annex. A reference to that annex shall be included in the Foreword, preferably after the generic sentence that refers to the superseded document.
The Foreword text to be used can be found in CENELEC simple template for drafting standards.
The scope of the harmonized standard shall be concise, clear and worded as a series of statements of facts. In line with CEN-CENELEC Internal Regulations - Part 3 (IR3), the scope shall not include requirements, permissions or recommendations. The scope shall be consistent regarding content covered by the standard.
However, the scope of the standard could be broader than the relationship between the standard and the requirements of the EU legislation.
CEN-CENELEC Internal Regulations – Part 3 include provisions on the use of normative references (see Guidance on normative references in harmonized standards).
The standards listed in Clause 2 must be normatively referenced within the text. They must be cited in the text in such a way that some or all of their content constitutes requirements of the document, for instance with a “shall”.
The normative references in Clause 2 and in the body of the standard should be dated, active and published. Non-dated normative references are possible if:
As a general principle, all the normative references should be EN, ISO and IEC standards. If EN, ISO and IEC standards do not exist, exceptionally, other standards could be used under certain conditions:
To receive a compliant assessment, the standard must contain objectively verifiable requirements and test methods – as described in the ISO/IEC Directives Part 2 and the CEN-CENELEC Internal Regulations - Part 3: “Expression in the content of a document conveying objectively verifiable criteria to be fulfilled and from which no deviation is permitted”.
If compliance with the document is to be claimed, requirements shall be objectively verifiable. Only those requirements which can be verified shall be included. Phrases such as “sufficiently strong” or “of adequate strength”, etc., shall not be used because they are subjective statements.
The terminology used in the standard, including definitions of terms in Clause 3, shall be consistent with the relevant EU legislation. The technical content of the document shall not:
Where a definition differs from relevant EU legislation, the difference shall be indicated in the European Foreword and in Annex ZZ.
If a harmonized product standard deals with safety aspects, the relevant hazards must be identified and the risks reduced.
The draft standard must respect the neutrality principle (see CEN-CENELEC Internal Regulations – Part 3, clause 33).
The standard shall not contain clauses imposing requirements or obligations on or between certain economic operators (e.g. requirements are set to an economic operator and its competence or resources instead of to product design and product properties).
The standard shall not contain clauses imposing first, second- or third-party conformity assessment.
The Annex ZZ is an informative Annex demonstrating the relationship between the clauses of the harmonized standards and the requirements of the EU legislation aimed to be covered. For the drafting of the informative Annex Z, the latest template shall be used (see section Annex ZZ under Forms & Templates). The rows shall be placed in order of the legal requirements, which is considered a best practice. If a legal requirement is claimed as covered in the Annex ZZ, this requirement shall be clearly addressed by a clause/sub-clause of the standards.
If a standard deals with the aspects which are outside the scope of the EU legislation, clauses/sub-clauses dealing with these aspects shall not be referred to in the informative Annex ZZ.
In case the standard covers different EU Directives/Regulations, separate Annexes ZZ shall be prepared.
For drafting guidance related to projects linked to the innovative process see HAS Assessment Process.
This section lists available horizontal training material.
This section lists various sectoral guidance documents and training material to support Technical Bodies and WGs in the drafting of harmonized standards supporting EU legislation.
Consumer (GPSD)
Healthcare
Machinery
Railway